Fire Solutions Inc

36 Flips | 6 Magazines | @FireSolutio4u9r | r over a decade, FIRE Solutions, Inc. has provided compliance and training solutions to over 300,000 professionals at more than 250 firms. With over 1,500 hours of copyrighted material and world-class, proprietary technology systems, FIRE is the leading compliance and education provider to the Financial Services community.

Series 7 Exam Guide: Your Complete Guide to Passing

Thinking of starting a career in financial planning? The Series 7 exam is the first step to your career success, whether you’re fresh out of college …

June 9 DOL Applicability Date Confirmed by Labor Secretary Acosta

<b>What just happened?</b><p>Secretary of Labor Alexander Acosta stated that he could find “no principled legal basis” to delay the DOL fiduciary rule beyond …

DOL Rule Implementation Delayed, as Expected

As expected, the Department of Labor (DOL) has made official its proposal to delay implementation of its fiduciary rule by 60 days. The rule was …

Rule Change Alert!

<b>New Consolidated Rule for Personal Trading Accounts</b><p>April 3, 2017, is the effective date of FINRA’s new consolidated Rule 3210, Accounts at Other …

"Fiduciary Rule" Will Not Be Enforced Until Effective Date Is Cleared Up

In its latest release concerning the fiduciary rule, the Department of Labor has issued a “field assistance bulletin” to clarify the fast-approaching …

Adviser's Act Now Requiring Performance Reporting Documentation

IAs will be required to maintain additional materials related to the calculation and distribution of performance information beginning October 2017. …

Adviser's Act Amended to Require More Form ADV Information

The SEC recently amended the Investment Adviser’s Act of 1940 to add several new requirements to Form ADV reporting for Investment Advisers.<p>Form ADV …

AML Red Flags

Millions of 401k participants

Series 63 NASAA Exam Update

401k

Post Series 7

Retirement Plans

Retirement

Series 7 FINRA Rules & regulations

Series 7 Municipal Bonds

Adding tutorial videos to our YouTube channel from our Series 7 Exam Prep: https://www.youtube.com/FIREexamprep. Our Municipal Bonds tutorial was …

Series 7 Options

FIRE's famous Options module for the Series 7 study guide by expert instructor, Carol Weber. Our Series 7 Exam Prep program makes the most difficult …

Failure to Supervise

FINRA

Supervision and Surveillance

Supervision and Surveillance course covers FINRA Rule 3110, Supervision (effective December 2014), which applies to supervision and supervisory …

Exam Prep Tips

Exam Prep Referral

Series Exam Prep Overview

Series Exam Prep Overview is ideal for learning about the features of our programs for the Series 6, Series 7, Series 9/10, Series 63, Series 65, & …

Customer Suitability

DOL Fiduciary Rule

Series 63, 65, & 66 Updates

NASAA has announced changes to the Series 63, 65, and 66 exams. While each of the exams will experience updated specifications including several …

Cyber Storage

Home » Blog » FINRA » Cloud Storage » <b>Cyber Storage</b><p>1<p>Learn More<p>en_US<p>article<p>One of the most recently discussed technological advances affecting both …

FINRA Cloud Storage

In its 2015 cybersecurity report, the extent of FINRA guidance was in the form of outlining some of the risks and rewards of cloud storage, and …

Licensing Exam Tips: How to Use Flashcards

Home » Blog » Series Exams » <b>Licensing Exam Tips: How to Use Flashcards</b><p>2<p>Learn More<p>en_US<p>article<p>Use our tips on how to make flashcards to prepare for …